Free Consultations Available
Free Consultations Available
Whether you are starting a new fund, raising money, or need help with a FINRA investigation or SEC litigation issue – we’ve been there. We can help.
Our FLAT FEE packages get your fund up and running the right way. We’ve helped clients all over the U.S. start their investments funds including HEDGE FUNDS, CRYPTO, PRIVATE EQUITY & VENTURE FUNDS, and REAL ESTATE FUNDS.
These private offerings are often exempt under one of the following; REG D, REG A or REG CF. We will walk you through the process so that you know exactly how to raise money the right way.
The compliance requirements for publicly traded companies can be complicated and time consuming. We take pride in making sure our clients fillings are on time and accurate.
Some of the filings we handle for our clients include Form 10-K annual report, Form 10-Q: Quarterly financial report, Form 8-K, unscheduled material events or corporate changes, Proxy Statements: disclose important matters to shareholders and Reg S-K and S-X:
Our FLAT FEE packages get your fund up and running the right way. We’ve helped clients all over the U.S. start their investments funds including HEDGE FUNDS, CRYPTO, PRIVATE EQUITY & VENTURE FUNDS, and REAL ESTATE FUNDS.
These private offerings are often exempt under one of the following; REG D, REG A or REG CF. We will walk you through the process so that you know exactly how to raise money the right way.
Our firm has extensive experience helping clients and businesses with securities and investment issues. Our managing partner, Mr. Randall, has been a general partner in private equity funds and is actively involved in private investments as the Managing Partner at Union Capital Partners, LP.
Securities and Investment Law is all we do
Whether you are starting a new fund, raising money, or need help with a FINRA investigation or SEC litigation issue – we’ve been there. We can help.
